-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IWY6jJDjtbQoH3Jn9qHQHcAA6OLV/x77yx3gWAyKHEJ65RBOuHtme6MaZDJBpo8E +IfcWGiIPW/dkodtXpNhow== 0001056823-07-000005.txt : 20070320 0001056823-07-000005.hdr.sgml : 20070320 20070320104319 ACCESSION NUMBER: 0001056823-07-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070320 DATE AS OF CHANGE: 20070320 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTERPOINT ENERGY INC CENTRAL INDEX KEY: 0001130310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740694415 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78797 FILM NUMBER: 07705354 BUSINESS ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY REGCO INC DATE OF NAME CHANGE: 20001220 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteengcent.txt HORIZONTHIRTEENGCENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Issuer-Centerpoint Energy, Inc. Securities Class-common stock CUSIP Number-15189T107 Event Requiring Filing -December 2006 Filed pursuant to Rule 13d-1(b) CUSIP Number 15189T107 Reporter- Horizon Asset Management, Inc. Tax ID#13-3776334 Place of Organization-New York Number of Shares-sole voting power-30,514,228 Sole dispositive power-30,514,228 Amount beneficially owned-30,514,228 Percent of Class represented by above-9.5% Type of Reporting Person-IA Name of Issuer-Centerpoint Energy, Inc. Address of Issuer-1111 Louisiana, Houston, Texas 77001 Name of Person Filing-Horizon Asset Management, Inc. Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-New York Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-30,514,228 Percent of class-9.5% sole voting power-30,514,228 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-30,514,228 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-March 20, 2007 Signature-Andrew M. Fishman Title-Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----